Specialist FCA Compliance Consultancy for Insurance Brokers, MGAs & Claims Management Companies
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FCA Appointed Representatives Data Publication: Implications for Principal Firms, Appointed Representatives and Regulatory Hosting Businesses
Regulatory Briefing Note No. 04/26 - June 2026 Audience: Principal Firms, Appointed Representatives (‘ARs’), Regulatory Hosting Firms, Insurance Intermediaries, Consumer Credit Firms and Compliance Professionals Executive Summary The Financial Conduct Authority (‘FCA’) has published its latest Appointed Representatives (‘AR’) data, providing an updated view of the size, composition and economic activity of the AR regime…
FCA Sanctions Systems and Controls Review: Implications for Insurance Brokers, MGAs and Claims Management Companies
Regulatory Briefing Note No. 03/26 - May 2026 Audience: Insurance Brokers, Managing General Agents (‘MGAs’) and Claims Management Companies Executive Summary The Financial Conduct Authority (‘FCA’) has published findings from its latest review of sanctions systems and controls across financial services firms, warning that although standards have improved since 2022, firms ‘must do more’ to…
FCA Redress Reform Programme: FCA Consultation Paper CP26/9 and Associated Measures
02/26 - Audience: Insurance Brokers, Managing General Agents (‘MGAs’) and Claims Management Companies
FCA Consultation Paper CP26/8: Limited Amendments Affecting Insurance Firms
01/26 - Audience: Insurance Brokers and Managing General Agents (‘MGAs’)